# Aegis Special Situations Fund LLC - Series Fintech III — Form D

Aegis Special Situations Fund LLC - Series Fintech III of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2021-12-27. The offering totals $12.0M, of which $11.5M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2021-12-27
- Form: D
- Accession: 0001901359-21-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Total offering: $12.0M
- Amount sold: $11.5M
- Remaining: $520K
- Investors: 100
- Date of first sale: 2021-12-13
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-426746

## Issuer

- Name: Aegis Special Situations Fund LLC - Series Fintech III
- CIK: 0001901359
- Entity type: Limited Liability Company
- Jurisdiction: DE
- Incorporated: 2021
- Address: 810 SEVENTH AVENUE, NEW YORK, NY, 10019
- Phone: 6465573481

## Officers, directors & promoters (7)

| Name | Role | Location |
| --- | --- | --- |
| - Aegis Special Situations Management LLC | Director | New York, NY |
| Cassel Shapiro | Director | New York, NY |
| Adam Stern | Director | Newark, DE |
| Cassel Shapiro | Executive Officer | New York, NY |
| Adam Stern | Executive Officer | Newark, DE |
| - Aegis Capital Corp. | Promoter | New York, NY |
| - Management Aegis Capital Holding Corp. | Promoter | New York, NY |

## More

- [CIK 1901359 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1901359&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001901359-21-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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