# P97 Holdings, Inc. — Form D

P97 Holdings, Inc. of HOUSTON, TX, a company, filed a Form D exempt-offering notice with the SEC on 2023-04-05. The offering totals $40.7M, of which $40.7M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2023-04-05
- Form: D
- Accession: 0001971819-23-000001
- Industry: Other Technology
- Exemptions: 06b
- Total offering: $40.7M
- Amount sold: $40.7M
- Investors: 19
- Date of first sale: 2023-03-23
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-477954

## Issuer

- Name: P97 Holdings, Inc.
- CIK: 0001971819
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2022
- Address: 2050 W SAM HOUSTON PKWY S, HOUSTON, TX, 77042
- Phone: 713 588 4200

## Officers, directors & promoters (16)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Ballen | Director | Toronto, A6 |
| Karson Chang | Director | Houston, TX |
| Eric Dowdell | Director | Houston, TX |
| Donald Frieden | Director | Houston, TX |
| Ignatius Leonards | Director | Houston, TX |
| Michael Passilla | Director | Houston, TX |
| Kevin Smartt | Director | Houston, TX |
| Charles Vaslet | Director | League City, TX |
| Sharon Brown | Executive Officer | Houston, TX |
| Saurabh Choudhary | Executive Officer | Houston, TX |
| Paul Cwalina | Executive Officer | Houston, TX |
| Donald Frieden | Executive Officer | Houston, TX |
| Kevin Halloran | Executive Officer | Houston, TX |
| STEVE MOSES | Executive Officer | ST. ALBANS, WV |
| David Nichamoff | Executive Officer | Houston, TX |
| Bryan Olivier | Executive Officer | Houston, TX |

## More

- [CIK 1971819 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1971819&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001971819-23-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.