# Grove Funding III Inc. — Form D

Grove Funding III Inc. of CHICAGO, IL, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2023-12-07. $50.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2023-12-07
- Form: D
- Accession: 0002003475-23-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $50.0M
- Investors: 1
- Date of first sale: 2023-11-15
- Security types: equity, fund interests
- SEC file number: 021-499088

## Issuer

- Name: Grove Funding III Inc.
- CIK: 0002003475
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2023
- Address: 190 SOUTH LASALLE STREET, CHICAGO, IL, 60603
- Phone: (312) 325-7700

## Officers, directors & promoters (11)

| Name | Role | Location |
| --- | --- | --- |
| Ken deRegt | Director | Chicago, IL |
| Russell Gao | Director | Jersey City, NJ |
| Dmitry Gasinsky | Director | Chicago, IL |
| Jeffrey Mauro | Director | Jersey City, NJ |
| Dan Mogelnicki | Director | Jersey City, NJ |
| John Morriss | Director | Jersey City, NJ |
| Dennis Ainger | Executive Officer | Chicago, IL |
| Dmitry Gasinsky | Executive Officer | Chicago, IL |
| John Morriss | Executive Officer | Jersey City, NJ |
| Stephen Zacny | Executive Officer | Chicago, IL |
| n/a Neuberger Berman Investment Advisers LLC | Promoter | New York, NY |

## More

- [CIK 2003475 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2003475&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0002003475-23-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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