# Spectrum Preferred and Capital Securities Income Fund

Spectrum Preferred and Capital Securities Income Fund is a registered fund series of Principal Funds, Inc (series S000007170). Net assets $4.8B as of 2026-05-31.

## Profile

- Series ID: S000007170
- Registrant: Principal Funds, Inc
- LEI: 549300C5BAH7DRKDHO25
- Net assets: $4.8B
- Total assets: $4.8B
- As of: 2026-05-31

## Advisers

- [Principal Global Investors, LLC (Advisor)](https://search.stillhousedata.com/firm/109002)
- [Spectrum Asset Management, Inc. (Subadvisor)](https://search.stillhousedata.com/firm/18217)

## Top holdings (200 reported)

_Showing 15 of 200 holdings by value._

| Holding | Ticker | Value | % of fund |
| --- | --- | --- | --- |
| [PNC Financial Services Group Inc/The](https://search.stillhousedata.com/security/693475BP9) | — | $111.3M | 231.88% |
| [Liberty Mutual Group Inc](https://search.stillhousedata.com/security/53079EAN4) | — | $85.3M | 177.68% |
| [ING Groep NV](https://search.stillhousedata.com/security/456837BT9) | — | $83.3M | 173.55% |
| [Principal Funds, Inc - Government Money Market Fund - Class R-6](https://search.stillhousedata.com/security/74257B639) | — | $78.8M | 164.20% |
| [Bank of America Corp](https://search.stillhousedata.com/security/06055HAK9) | — | $77.3M | 161.01% |
| [NatWest Group PLC](https://search.stillhousedata.com/security/639057AQ1) | — | $73.3M | 152.63% |
| [Huntington Bancshares Inc/OH](https://search.stillhousedata.com/security/446150AV6) | — | $72.3M | 150.49% |
| [Barclays PLC](https://search.stillhousedata.com/security/06738ECN3) | — | $70.4M | 146.63% |
| [Citigroup Inc](https://search.stillhousedata.com/security/172967QJ3) | — | $69.9M | 145.48% |
| [MetLife Inc](https://search.stillhousedata.com/security/59156RAV0) | — | $69.4M | 144.46% |
| [Credit Agricole SA](https://search.stillhousedata.com/security/225313AT2) | — | $63.6M | 132.54% |
| [Wells Fargo & Co](https://search.stillhousedata.com/security/95002YAC7) | — | $53.9M | 112.20% |
| [State Street Corp](https://search.stillhousedata.com/security/857477CH4) | — | $53.6M | 111.70% |
| [JPMorgan Chase & Co](https://search.stillhousedata.com/security/48128BAQ4) | — | $52.9M | 110.25% |
| [State Street Corp](https://search.stillhousedata.com/security/857477CM3) | — | $52.8M | 109.91% |

## Net asset history

| Report date | Net assets |
| --- | --- |
| 2026-05-31 | $4.8B |
| 2026-02-28 | $5.2B |
| 2025-11-30 | $5.2B |
| 2025-08-31 | $5.4B |
| 2025-05-31 | $5.5B |
| 2025-02-28 | $5.9B |
| 2024-11-30 | $6.1B |
| 2024-08-31 | $6.2B |

## More

- [Registrant: Principal Funds, Inc](https://search.stillhousedata.com/registrant/898745)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/fund/S000007170.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.