# Swan Defined Risk Fund — new fund registration

NORTHERN LIGHTS FUND TRUST III registered 1 new fund series on Form 485APOS, filed 2012-04-12. Featured series: Swan Defined Risk Fund.

## Registration

- Registrant / trust: NORTHERN LIGHTS FUND TRUST III
- CIK: 0001537140
- Form: 485APOS
- Filed: 2012-04-12
- State of incorporation: DE
- Accession: 0000910472-12-001121
- Reported net assets: $587.4M

## Series & classes (4)

| Series | Class | Ticker | New |
| --- | --- | --- | --- |
| [Swan Defined Risk Fund](https://search.stillhousedata.com/fund/S000037505) | Swan Defined Risk Fund Class A Shares | SDRAX | Yes |
| [Swan Defined Risk Fund](https://search.stillhousedata.com/fund/S000037505) | Swan Defined Risk Fund Class C Shares | SDRCX | Yes |
| [Swan Defined Risk Fund](https://search.stillhousedata.com/fund/S000037505) | Swan Defined Risk Fund Class I Shares | SDRIX | Yes |
| [Swan Defined Risk Fund](https://search.stillhousedata.com/fund/S000037505) | Swan Defined Risk Fund No-Load Class Shares | — | Yes |

## Fees (from the effective prospectus)

- 12b-1 fee: 0.25%
- Gross expense ratio: 1.50%
- Management fee: 1.00%
- Net expense ratio: 1.68%
- Other expenses: 0.20%

## Investment objective

The Fund seeks long term capital appreciation.

## Advisers

- [Swan Capital Management, LLC (Advisor)](https://search.stillhousedata.com/firm/164280)
- [Swan Global Management, LLC (Subadvisor)](https://search.stillhousedata.com/firm/173621)

## Other filings by this registrant (15)

- [485APOS — 2026-07-27 (1 new series)](https://search.stillhousedata.com/launch/0001580642-26-004621)
- [485APOS — 2026-05-01 (1 new series)](https://search.stillhousedata.com/launch/0001580642-26-002851)
- [485APOS — 2026-02-05](https://search.stillhousedata.com/launch/0001580642-26-000831)
- [485APOS — 2024-07-09 (2 new series)](https://search.stillhousedata.com/launch/0001580642-24-003591)
- [485APOS — 2024-02-29](https://search.stillhousedata.com/launch/0001580642-24-001258)
- [485APOS — 2023-11-22 (1 new series)](https://search.stillhousedata.com/launch/0001580642-23-006315)
- [485APOS — 2023-10-19](https://search.stillhousedata.com/launch/0001580642-23-005599)
- [485APOS — 2023-10-03 (1 new series)](https://search.stillhousedata.com/launch/0001580642-23-005327)
- [485APOS — 2023-09-27 (4 new series)](https://search.stillhousedata.com/launch/0001580642-23-005173)
- [485APOS — 2023-08-30 (1 new series)](https://search.stillhousedata.com/launch/0001580642-23-004591)
- [485APOS — 2023-05-30](https://search.stillhousedata.com/launch/0001580642-23-002963)
- [485APOS — 2023-02-24](https://search.stillhousedata.com/launch/0001580642-23-001015)

## More

- [Registrant profile: NORTHERN LIGHTS FUND TRUST III](https://search.stillhousedata.com/registrant/1537140)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/launch/0000910472-12-001121.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.