# BALLAST SMALL/MID CAP ETF — new fund registration

UNIFIED SERIES TRUST registered 1 new fund series on Form 485APOS, filed 2020-09-08. Featured series: BALLAST SMALL/MID CAP ETF.

## Registration

- Registrant / trust: UNIFIED SERIES TRUST
- CIK: 0001199046
- Form: 485APOS
- Filed: 2020-09-08
- Accession: 0001398344-20-018259
- Reported net assets: $161.4M

## Series & classes (1)

| Series | Class | Ticker | New |
| --- | --- | --- | --- |
| [BALLAST SMALL/MID CAP ETF](https://search.stillhousedata.com/fund/S000070046) | BALLAST SMALL/MID CAP ETF | MGMT | Yes |

## Fees (from the effective prospectus)

- Gross expense ratio: 1.15%
- Management fee: 0.95%
- Net expense ratio: 1.10%
- Other expenses: 0.20%

## Investment objective

The Ballast Small/Mid Cap ETF (the Fund) seeks to generate positive risk adjusted returns.

## Advisers

- [Ballast Asset Management LP (Advisor)](https://search.stillhousedata.com/firm/311116)

## Other filings by this registrant (15)

- [485APOS — 2025-08-27 (2 new series)](https://search.stillhousedata.com/launch/0001580642-25-005521)
- [485APOS — 2025-08-22](https://search.stillhousedata.com/launch/0001580642-25-005372)
- [NT NPORT-P — 2025-08-01](https://search.stillhousedata.com/launch/0001752724-25-184617)
- [NT NPORT-P — 2025-08-01](https://search.stillhousedata.com/launch/0001752724-25-184619)
- [NT NPORT-P — 2025-08-01](https://search.stillhousedata.com/launch/0001752724-25-184616)
- [NT NPORT-P — 2025-08-01](https://search.stillhousedata.com/launch/0001752724-25-184620)
- [NT NPORT-P — 2025-08-01](https://search.stillhousedata.com/launch/0001752724-25-184618)
- [485APOS — 2024-08-23](https://search.stillhousedata.com/launch/0001580642-24-004774)
- [NT NPORT-P — 2024-07-31](https://search.stillhousedata.com/launch/0001752724-24-170600)
- [NT NPORT-P — 2024-07-31](https://search.stillhousedata.com/launch/0001752724-24-170591)
- [NT NPORT-P — 2024-07-31](https://search.stillhousedata.com/launch/0001752724-24-170605)
- [NT NPORT-P — 2024-07-31](https://search.stillhousedata.com/launch/0001752724-24-170589)

## More

- [Registrant profile: UNIFIED SERIES TRUST](https://search.stillhousedata.com/registrant/1199046)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/launch/0001398344-20-018259.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.