# PGIM S&P 500 Max Buffer ETF - January — new fund registration

PGIM Rock ETF Trust registered 17 new fund series on Form 485APOS, filed 2024-09-30. Featured series: PGIM S&P 500 Max Buffer ETF - January.

## Registration

- Registrant / trust: PGIM Rock ETF Trust
- CIK: 0001992104
- Form: 485APOS
- Filed: 2024-09-30
- State of incorporation: DE
- Accession: 0001683863-24-005858
- Reported net assets: $4.9M

## Series & classes (17)

| Series | Class | Ticker | New |
| --- | --- | --- | --- |
| [PGIM S&P 500 Max Buffer ETF - January](https://search.stillhousedata.com/fund/S000089293) | PGIM S&P 500 Max Buffer ETF - January | PMJA | Yes |
| [PGIM S&P 500 Max Buffer ETF - October](https://search.stillhousedata.com/fund/S000089294) | PGIM S&P 500 Max Buffer ETF - October | PMOC | Yes |
| [PGIM S&P 500 Max Buffer ETF - November](https://search.stillhousedata.com/fund/S000089295) | PGIM S&P 500 Max Buffer ETF - November | PMNV | Yes |
| [PGIM S&P 500 Max Buffer ETF - December](https://search.stillhousedata.com/fund/S000089296) | PGIM S&P 500 Max Buffer ETF - December | PMDE | Yes |
| [PGIM Nasdaq-100 Buffer 12 ETF - January](https://search.stillhousedata.com/fund/S000089297) | PGIM Nasdaq-100 Buffer 12 ETF - January | PQJA | Yes |
| [PGIM Nasdaq-100 Buffer 12 ETF - April](https://search.stillhousedata.com/fund/S000089298) | PGIM Nasdaq-100 Buffer 12 ETF - April | PQAP | Yes |
| [PGIM Nasdaq-100 Buffer 12 ETF - July](https://search.stillhousedata.com/fund/S000089299) | PGIM Nasdaq-100 Buffer 12 ETF - July | PQJL | Yes |
| [PGIM Nasdaq-100 Buffer 12 ETF - October](https://search.stillhousedata.com/fund/S000089300) | PGIM Nasdaq-100 Buffer 12 ETF - October | PQOC | Yes |
| [PGIM Laddered Fund of Nasdaq-100 Buffer 12 ETF](https://search.stillhousedata.com/fund/S000089301) | PGIM Laddered Fund of Nasdaq-100 Buffer 12 ETF | PBQQ | Yes |
| [PGIM S&P 500 Max Buffer ETF - February](https://search.stillhousedata.com/fund/S000089302) | PGIM S&P 500 Max Buffer ETF - February | PMFB | Yes |
| [PGIM S&P 500 Max Buffer ETF - March](https://search.stillhousedata.com/fund/S000089303) | PGIM S&P 500 Max Buffer ETF - March | PMMR | Yes |
| [PGIM S&P 500 Max Buffer ETF - April](https://search.stillhousedata.com/fund/S000089304) | PGIM S&P 500 Max Buffer ETF - April | PMAP | Yes |
| [PGIM S&P 500 Max Buffer ETF - May](https://search.stillhousedata.com/fund/S000089305) | PGIM S&P 500 Max Buffer ETF - May | PMMY | Yes |
| [PGIM S&P 500 Max Buffer ETF - June](https://search.stillhousedata.com/fund/S000089306) | PGIM S&P 500 Max Buffer ETF - June | PMJN | Yes |
| [PGIM S&P 500 Max Buffer ETF - July](https://search.stillhousedata.com/fund/S000089307) | PGIM S&P 500 Max Buffer ETF - July | PMJL | Yes |
| [PGIM S&P 500 Max Buffer ETF - August](https://search.stillhousedata.com/fund/S000089308) | PGIM S&P 500 Max Buffer ETF - August | PMAU | Yes |
| [PGIM S&P 500 Max Buffer ETF - September](https://search.stillhousedata.com/fund/S000089309) | PGIM S&P 500 Max Buffer ETF - September | PMSE | Yes |

## Fees (from the effective prospectus)

- 12b-1 fee: 0.00%
- Gross expense ratio: 0.50%
- Management fee: 0.50%
- Other expenses: 0.00%

## Investment objective

The Funds investment objective is to provide investors with returns that match the price return of the State Street SPDR S&P 500 ETF Trust up to a predetermined upside cap while seeking to maximize the downside protection against the State Street SPDR S&P 500 ETF Trusts losses over the one-year Target Outcome Period. In seeking to achieve this investment objective, the Funds approximate upside cap over the period January 1, 2026 through December 31, 2026 is 6.58% (before fees and expenses). The approximate buffer for the period is 100% (before fees and expenses) of the State Street SPDR S&P 50…

## Advisers

- [PGIM INVESTMENTS LLC (Advisor)](https://search.stillhousedata.com/firm/105670)
- [PGIM Quantitative Solutions LLC (Subadvisor)](https://search.stillhousedata.com/firm/129752)

## Other filings by this registrant (6)

- [485APOS — 2026-04-01 (4 new series)](https://search.stillhousedata.com/launch/0001992104-26-000063)
- [485APOS — 2024-03-29 (2 new series)](https://search.stillhousedata.com/launch/0001683863-24-002298)
- [N-1A/A — 2023-12-21](https://search.stillhousedata.com/launch/0001683863-23-008519)
- [N-1A/A — 2023-12-20](https://search.stillhousedata.com/launch/0001683863-23-008438)
- [N-1A/A — 2023-11-14](https://search.stillhousedata.com/launch/0001683863-23-007647)
- [N-1A — 2023-09-25 (24 new series)](https://search.stillhousedata.com/launch/0001683863-23-006324)

## More

- [Registrant profile: PGIM Rock ETF Trust](https://search.stillhousedata.com/registrant/1992104)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/launch/0001683863-24-005858.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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