# Klein H David

Klein H David of Herndon, VA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 11 filing roles across Form ADV (10), Form D (1).

## Filings (11)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | DIRECTOR | MEMPHIS, TN |
| — | Form ADV | [LADENBURG THALMANN ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/108604) | CEO, CHAIRMAN OF THE BOARD | NEW YORK, NY |
| — | Form ADV | [ONE PEAK PARTNERS LLP](https://search.stillhousedata.com/firm/309302) | MANAGING PARTNER | LONDON |
| — | Form ADV | [SWAN & LEGEND ADVISORS, LLC](https://search.stillhousedata.com/firm/175323) | MANAGER | LEESBURG, VA |
| — | Form ADV | [KR CAPITAL ADVISORS INC](https://search.stillhousedata.com/firm/106449) | CHAIRMAN | NEW YORK, NY |
| — | Form ADV | [KR CAPITAL PARTNERS I LP](https://search.stillhousedata.com/firm/106478) | LIMITED PARTNER AND CHAIRMAN OF THE GENERAL PARTNER | NEW YORK, NY |
| — | Form ADV | [ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC](https://search.stillhousedata.com/firm/116884) | CHIEF FINANCIAL OFFICER, SENIOR TEAM MEMBER | NEW YORK, NY |
| — | Form ADV | [ALDEBARAN INVESTMENTS LLC](https://search.stillhousedata.com/firm/145625) | CHIEF COMPLIANCE OFFICER AND MEMBER | NEW YORK, NY |
| — | Form ADV | [NBGI ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/108901) | PRESIDENT, CEO | NEW YORK, NY |
| — | Form ADV | [B. RILEY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/160510) | MEMBER, BOARD OF MANAGERS | LOS ANGELES, CA |
| 2021-11-17 | Form D | [DHK Storage, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1893536&type=&dateb=&owner=include&count=40) | Executive Officer | HERNDON, VA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.