# Joseph Warren

Joseph Warren of Ballston Spa, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 14 filing roles across Form D (13), Form ADV (1).

## Filings (14)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | DIRECTOR | PHILADELPHIA, PA |
| 2012-06-29 | Form D | [WCG Private Holdings Series III, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1553394&type=&dateb=&owner=include&count=40) | Executive Officer | CHEVY CHASE, MD |
| 2012-06-27 | Form D | [WCG Private Holdings Series II, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1552887&type=&dateb=&owner=include&count=40) | Executive Officer | CHEVY CHASE, MD |
| 2012-06-21 | Form D | [WCG Private Holdings Series I, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1552698&type=&dateb=&owner=include&count=40) | Executive Officer | CHEVY CHASE, MD |
| 2013-01-14 | Form D | [Praecisa Tenuras LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1566585&type=&dateb=&owner=include&count=40) | Executive Officer | CHEVY CHASE, MD |
| 2015-04-27 | Form D | [Live Oak Endeavors LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1640272&type=&dateb=&owner=include&count=40) | Executive Officer | Charleston, SC |
| 2017-08-23 | Form D | [Acetaria LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1714775&type=&dateb=&owner=include&count=40) | Executive Officer | CHARLESTON, SC |
| 2019-03-25 | Form D | [Viridi LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1771549&type=&dateb=&owner=include&count=40) | Executive Officer | CHEVY CHASE, MD |
| 2020-02-04 | Form D | [Imperium Aequitas LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1802198&type=&dateb=&owner=include&count=40) | Executive Officer | CHARLESTON, SC |
| 2020-02-03 | Form D | [Beta Aequitas LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1801987&type=&dateb=&owner=include&count=40) | Executive Officer | CHARLESTON, SC |
| 2020-07-10 | Form D | [NBC Bancorp, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1815909&type=&dateb=&owner=include&count=40) | Director | COXSACKIE, NY |
| 2020-12-16 | Form D | [Lumen Aqua LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1836859&type=&dateb=&owner=include&count=40) | Executive Officer | DANIEL ISLAND, SC |
| 2021-07-06 | Form D | [Ludicio LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1870688&type=&dateb=&owner=include&count=40) | Director | DANIEL ISLAND, SC |
| 2026-04-07 | Form D | [Ballston Spa Bancorp, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2094107&type=&dateb=&owner=include&count=40) | Related Person | BALLSTON SPA, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.