# Vanessa Flockton

Vanessa Flockton of Vancouver, A1 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 14 filing roles across Form D (13), Form ADV (1).

## Filings (14)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2025-08-11 | Form ADV | [NICOLA WEALTH MANAGEMENT LTD.](https://search.stillhousedata.com/firm/173201) | PRESIDENT, PRIVATE WEALTH AND DIRECTOR | VANCOUVER |
| 2021-04-16 | Form D | [Nicola Sustainable Innovation Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1857289&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-16 | Form D | [Nicola U.S. Tactical High Income Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854969&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-16 | Form D | [Nicola Precious Metals Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1857286&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-16 | Form D | [Nicola U.S. Equity Income Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854975&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-16 | Form D | [Nicola Primary Mortgage Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854978&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola Preferred Share Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854981&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola High Yield Bond Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854982&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola Global Real Estate Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854983&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola Global Equity Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854984&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola Global Bond Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854985&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola Canadian Tactical High Income Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854986&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola Canadian Equity Income Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854987&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |
| 2021-04-15 | Form D | [Nicola Bond Fund](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1854989&type=&dateb=&owner=include&count=40) | Executive Officer | Vancouver, A1 |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.