# JAMES MICHAEL KENNEDY

JAMES MICHAEL KENNEDY of NORWALK, CT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form D (3), Form ADV (1).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2025-03-19 | Form ADV | [SMARTASSET](https://search.stillhousedata.com/firm/307375) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2020-04-22 | Form D | [THB MICROCAP FUND, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1500702&type=&dateb=&owner=include&count=40) | Executive Officer | NORWALK, CT |
| 2011-10-27 | Form D | [THB ENHANCED ALPHA FUND, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1500701&type=&dateb=&owner=include&count=40) | Executive Officer | NORWALK, CT |
| 2020-04-22 | Form D | [THB SMALLCAP FUND, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1500700&type=&dateb=&owner=include&count=40) | Executive Officer | NORWALK, CT |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.