# SMITH TAFT JAMES

SMITH TAFT JAMES of CHICAGO, IL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 27 filing roles across Form ADV (26), Form D (1).

## Filings (27)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [INSTAR ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/175395) | OFFICER & DIRECTOR | TORONTO, ON |
| — | Form ADV | [GARRISON POINT ADVISORS, LLC](https://search.stillhousedata.com/firm/292016) | OWNER | WALNUT CREEK, CA |
| — | Form ADV | [OAKTREE CAPITAL MANAGEMENT, L.P.](https://search.stillhousedata.com/firm/106793) | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | [GARRISON POINT CAPITAL, LLC](https://search.stillhousedata.com/firm/165590) | OWNER | SAN FRANCISCO, CA |
| — | Form ADV | [GUIDANCE POINT ADVISORS, LLC](https://search.stillhousedata.com/firm/148768) | MEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL | — |
| — | Form ADV | [HERON VIEW PARTNERS LLC](https://search.stillhousedata.com/firm/105926) | GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | [MULTICOIN CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/297302) | CFO, COO, AND MEMBER - MULTICOIN CAPITAL MANAGEMENT, LLC | AUSTIN, TX |
| — | Form ADV | [OAKRIDGE MANAGEMENT GROUP LLC](https://search.stillhousedata.com/firm/306284) | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FOR DISCRETIONARY | STAMFORD, CT |
| — | Form ADV | [J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/20989) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [RTD FINANCIAL ADVISORS INC](https://search.stillhousedata.com/firm/110744) | SENIOR VICE PRESIDENT | PHILADELPHIA, PA |
| — | Form ADV | [SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED](https://search.stillhousedata.com/firm/106201) | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | CHICAGO, IL |
| — | Form ADV | [J.P. MORGAN INVESTMENT MANAGEMENT INC.](https://search.stillhousedata.com/firm/107038) | CHIEF COMPLIANCE OFFICER/MD | NEW YORK, NY |
| — | Form ADV | [KEY INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/136300) | DIRECTOR OF PRODUCTS AND SERVICES | BROOKLYN, OH |
| — | Form ADV | [PINEBRIDGE INVESTMENTS LLC](https://search.stillhousedata.com/firm/285211) | GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | [GUIDANCE POINT RETIREMENT SERVICES, LLC](https://search.stillhousedata.com/firm/161000) | CHIEF INVESTMENT OFFICER | PORTLAND, ME |
| — | Form ADV | [HICKORY POINT BANK & TRUST, FSB](https://search.stillhousedata.com/firm/120339) | SECRETARY | DECATUR, IL |
| — | Form ADV | [J. WILLIAM MANTZ INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/109221) | SENIOR PORTFOLIO MANAGER | GLOUCESTER, MA |
| — | Form ADV | [UVEST FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/13787) | SHAREHOLDER | CHARLOTTE, NC |
| — | Form ADV | [JPMORGAN INVESTMENT ADVISORS INC.](https://search.stillhousedata.com/firm/107247) | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | COLUMBUS, OH |
| — | Form ADV | [DVCMM LLC](https://search.stillhousedata.com/firm/111374) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [JPMORGAN HIGH YIELD PARTNERS LLC](https://search.stillhousedata.com/firm/108565) | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | COLUMBUS, OH |
| — | Form ADV | [WB CAPITAL MANAGEMENT INC.](https://search.stillhousedata.com/firm/128980) | DIRECTOR | CEDAR RAPIDS, IA |
| — | Form ADV | [J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC.](https://search.stillhousedata.com/firm/107001) | CHIEF COMPLIANCE OFFICER/VP | NEW YORK, NY |
| — | Form ADV | [ROBERT FLEMING INC.](https://search.stillhousedata.com/firm/1711) | MD/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [PHILLIPS EDISON & COMPANY LTD.](https://search.stillhousedata.com/firm/158901) | CHIEF FINANCIAL OFFICER, TREASURER, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | [GARRISON POINT FUNDS, LLC](https://search.stillhousedata.com/firm/166431) | OWNER | WALNUT CREEK, CA |
| 2019-08-09 | Form D | [REAP CAPITAL PARTNERS, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1784605&type=&dateb=&owner=include&count=40) | Executive Officer | CHICAGO, IL |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.