# Andrew Thomas Balls

Andrew Thomas Balls of Newport Beach, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 22 filing roles across Form D (21), Form ADV (1).

## Filings (22)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2025-11-17 | Form ADV | [PACIFIC INVESTMENT MANAGEMENT COMPANY LLC](https://search.stillhousedata.com/firm/104559) | MANAGING DIRECTOR -  CHIEF INVESTMENT OFFICER (GLOBAL) | NEWPORT BEACH, CA |
| 2009-07-31 | Form D | [PIMCO TALF Investment & Recovery Fund (Series A), a series of limited partnership interests in PIMCO Private Funds II, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1465312&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2014-12-04 | Form D | [StocksPLUS, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1459534&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2014-12-04 | Form D | [PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1426150&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | [PIMCO TALF Investment & Recovery Fund Special Onshore Feeder II, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1468631&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | [PIMCO TALF Investment & Recovery Fund Special Onshore Feeder I, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1468632&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | [PIMCO TALF Investment & Recovery Fund Special Offshore Feeder II, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1468633&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | [PIMCO TALF Investment & Recovery Fund Special Offshore Feeder I, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1468634&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | [PIMCO CAYMAN COMMODITY FUND I LTD](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1494463&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | [PIMCO Cayman Commodity Fund III Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1494277&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | [PIMCO Cayman Commodity Fund IV Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1494278&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | [PIMCO CAYMAN COMMODITY PORTFOLIO II LTD](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1458717&type=&dateb=&owner=include&count=40) | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | [PIMCO Cayman Commodity Fund VII, Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1529246&type=&dateb=&owner=include&count=40) | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | [PIMCO Cayman Commodity Fund V, Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1525142&type=&dateb=&owner=include&count=40) | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | [PIMCO Cayman Commodity Fund VI, Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1525141&type=&dateb=&owner=include&count=40) | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | [PIMCO Cayman Commodity Portfolio III, Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1525140&type=&dateb=&owner=include&count=40) | Executive Officer | Newport Beach, CA |
| 2014-11-26 | Form D | [PIMCO COMMODITY ALPHA FUND LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1570965&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2014-01-15 | Form D | [PIMCO Cayman Commodity Fund VIII, Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1594893&type=&dateb=&owner=include&count=40) | Executive Officer | Newport Beach, CA |
| 2014-07-31 | Form D | [PIMCO ST Floating NAV III Subsidiary LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1606472&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2014-07-08 | Form D | [PIMCO International Portfolio Subsidiary LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1606471&type=&dateb=&owner=include&count=40) | Executive Officer | NEWPORT BEACH, CA |
| 2015-04-29 | Form D | [PIMCO Capital Securities Fund (Cayman) Ltd](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1639868&type=&dateb=&owner=include&count=40) | Executive Officer | Newport Beach, CA |
| 2017-11-07 | Form D | [PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1689614&type=&dateb=&owner=include&count=40) | Executive Officer | GRAND CAYMAN, E9 |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.