# James Smith

James Smith of George Town, Grand Cayman, E9 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 30 filing roles across Form D (27), Form C (2), Form ADV (1).

## Filings (30)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2025-11-24 | Form ADV | [HEALTHCARE COMMUNITY SECURITIES CORPORATION](https://search.stillhousedata.com/firm/36026) | BOARD OF DIRECTOR | RENSSELAER, NY |
| 2023-12-12 | Form C | [NY Union LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1994245&type=&dateb=&owner=include&count=40) | manager | Syracuse, NY |
| 2025-05-08 | Form C | [Sano Chemicals, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2007816&type=&dateb=&owner=include&count=40) | Co-CEO, President, Board Chairman | Bryan, TX |
| 2013-12-19 | Form D | [Echo Therapeutics, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1031927&type=&dateb=&owner=include&count=40) | Director | Iselin, NJ |
| 2010-05-27 | Form D | [INTELLIMAT INC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1381623&type=&dateb=&owner=include&count=40) | Director | WYTHEVILLE, VA |
| 2010-09-16 | Form D | [Mantara Inc](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1413538&type=&dateb=&owner=include&count=40) | Director | Jersey City, NJ |
| 2010-10-08 | Form D | [SOBIZ10, INC.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1503149&type=&dateb=&owner=include&count=40) | Executive Officer | GREENWOOD VILLAGE, CO |
| 2011-02-22 | Form D | [Coda Petroleum Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1513524&type=&dateb=&owner=include&count=40) | Director | CALGARY, A0 |
| 2011-04-05 | Form D | [Pluribus Networks, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1517075&type=&dateb=&owner=include&count=40) | Director | PALO ALTO, CA |
| 2022-01-26 | Form D | [Morgan Capital Corp](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1524451&type=&dateb=&owner=include&count=40) | Director | FORT MORGAN, CO |
| 2013-01-08 | Form D | [PERNIX THERAPEUTICS HOLDINGS, INC.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1024126&type=&dateb=&owner=include&count=40) | Director | The Woodlands, TX |
| 2013-05-10 | Form D | [Integrated Energy Solutions, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1576287&type=&dateb=&owner=include&count=40) | Director | NEWPORT NEWS, VA |
| 2014-02-11 | Form D | [4FRONT PARTNERS INC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1582640&type=&dateb=&owner=include&count=40) | Executive Officer | New York, NY |
| 2014-01-16 | Form D | [Loadspring Solutions, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1597170&type=&dateb=&owner=include&count=40) | Director | WILMINGTON, MA |
| 2014-07-07 | Form D | [Sanear Corp](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1612335&type=&dateb=&owner=include&count=40) | Executive Officer | Matthews, NC |
| 2014-10-15 | Form D | [Renaissance Capital Investments, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1622327&type=&dateb=&owner=include&count=40) | Director | PLANO, TX |
| 2015-09-29 | Form D | [Real Systems Sales Results, LP](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1654206&type=&dateb=&owner=include&count=40) | Promoter | KATY, TX |
| 2015-10-09 | Form D | [Silver Star Protection Group Holdings, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1653669&type=&dateb=&owner=include&count=40) | Executive Officer | CHICAGO, IL |
| 2017-05-17 | Form D | [Kaleo Communications, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1706998&type=&dateb=&owner=include&count=40) | Executive Officer | HOUSTON, TX |
| 2017-05-03 | Form D | [All Saints Episcopal Church](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1703929&type=&dateb=&owner=include&count=40) | Director | NEW ALBANY, OH |
| 2022-10-25 | Form D | [TecTraum, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1677185&type=&dateb=&owner=include&count=40) | Director | CHAGRIN FALLS, OH |
| 2018-01-31 | Form D | [Elliptic Enterprises Ltd](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1728268&type=&dateb=&owner=include&count=40) | Director | LONDON, X0 |
| 2020-02-27 | Form D | [Structural Elements Franchising, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1747010&type=&dateb=&owner=include&count=40) | Executive Officer | HAGERSTOWN, MD |
| 2022-05-31 | Form D | [iraLogix, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1747875&type=&dateb=&owner=include&count=40) | Director | PITTSBURGH, PA |
| 2020-12-31 | Form D | [Campus Real Estate Partners II Trust, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1838307&type=&dateb=&owner=include&count=40) | Director | PHILADELPHIA, PA |
| 2026-08-13 | Form D | [Palliser Capital Fund LP](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1875765&type=&dateb=&owner=include&count=40) | Related Person | GEORGE TOWN, GRAND CAYMAN, E9 |
| 2022-01-03 | Form D | [MO-MMD Investment Company, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1902333&type=&dateb=&owner=include&count=40) | Executive Officer | LITTLE ROCK, AR |
| 2023-03-01 | Form D | [Fuse Financial Technologies Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1967002&type=&dateb=&owner=include&count=40) | Director | LONDON, X0 |
| 2024-05-16 | Form D | [Sano Chemicals Inc](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2007816&type=&dateb=&owner=include&count=40) | Executive Officer | BRYAN, TX |
| 2026-07-30 | Form D | [INVI Mindhealth, Inc.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2023115&type=&dateb=&owner=include&count=40) | Related Person | PARKER, CO |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.