# Smith Graham

Smith Graham of Rochester, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (3), Form D (1).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [FIGMENT INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/317168) | OFFICER | NEW YORK, NY |
| — | Form ADV | [J. & W. SELIGMAN & CO. INCORPORATED](https://search.stillhousedata.com/firm/104718) | DIRECTOR & MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | [GE ASSET MANAGEMENT CANADA COMPANY](https://search.stillhousedata.com/firm/164163) | CEO | MONTREAL |
| 2015-01-09 | Form D | [Open Energy Group LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1630200&type=&dateb=&owner=include&count=40) | Executive Officer | ROCHESTER, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.