# Joseph Halpern

Joseph Halpern of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 6 filing roles across Form ADV (3), Form 13F (2), Form D (1).

## Filings (6)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2026-01-28 | Form ADV | [EXCEED ADVISORY LLC](https://search.stillhousedata.com/firm/170403) | OWNER | NEW YORK, NY |
| 2025-05-07 | Form ADV | [FOUNTAINHEAD CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/156185) | MEMBER, CHIEF INVESTMENT OFFICER  AND CHIEF COMPLIANCE OFFICER | WARREN, NJ |
| 2026-01-28 | Form ADV | [OBSIDIAN CIO, LLC](https://search.stillhousedata.com/firm/289000) | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | NEW YORK, NY |
| 2026-02-17 | Form 13F | [OBSIDIAN CIO, LLC](https://search.stillhousedata.com/firm/289000) | Managing Partner | NEW YORK, NY |
| 2025-10-21 | Form 13F | [Fountainhead Capital Management, LLC](https://search.stillhousedata.com/firm/156185) | Chief Compliance Officer | EDISON, NJ |
| 2013-02-01 | Form D | [Exchange Traded Structures LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1568525&type=&dateb=&owner=include&count=40) | Executive Officer | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.