# Thomas R Shane

Thomas R Shane of Iowa City, IA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 2 filing roles across Form ADV (1), Form D (1).

## Filings (2)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [DWS INVESTMENTS AUSTRALIA LIMITED](https://search.stillhousedata.com/firm/109112) | CHIEF COMPLIANCE OFFICER | SYDNEY |
| 2012-02-15 | Form D | [SM Equity Fund, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1513989&type=&dateb=&owner=include&count=40) | Executive Officer | IOWA CITY, IA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.