# Ari Bergmann

Ari Bergmann of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 14 filing roles across Form D (13), Form ADV (1).

## Filings (14)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2026-01-07 | Form ADV | [PENSO ADVISORS, LLC](https://search.stillhousedata.com/firm/158297) | PRINCIPAL | NEW YORK, NY |
| 2019-02-26 | Form D | [Penso Fund Platform SPC -- Segregated Portfolio Co I (2015)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1660193&type=&dateb=&owner=include&count=40) | Director | GRAND CAYMAN, E9 |
| 2019-07-11 | Form D | [Penso Fund Platform SPC- Segregated Portfolio G-MCNU (2016)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1681725&type=&dateb=&owner=include&count=40) | Director | GRAND CAYMAN, E9 |
| 2016-07-29 | Form D | [Penso Fund Platform II U (2016) Ltd](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1680915&type=&dateb=&owner=include&count=40) | Director | New York, NY |
| 2016-07-28 | Form D | [Penso Fund Platform II SPC- Segregated Portfolio U (2016)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1680358&type=&dateb=&owner=include&count=40) | Director | New York, NY |
| 2024-12-04 | Form D | [Penso Fund Platform SPC- Segregated Portfolio NCA #10 (2017)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1794318&type=&dateb=&owner=include&count=40) | Director | NEW YORK, NY |
| 2022-01-11 | Form D | [Penso Fund Platform SPC- Segregated Portfolio NCA #11 (2017)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1799512&type=&dateb=&owner=include&count=40) | Director | NEW YORK, NY |
| 2021-01-06 | Form D | [Penso RDO Offshore Fund Ltd](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1799118&type=&dateb=&owner=include&count=40) | Director | NEW YORK, NY |
| 2024-01-12 | Form D | [Penso Fund Platform SPC- Segregated Portfolio NCA #12 (2017)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1845084&type=&dateb=&owner=include&count=40) | Director | NEW YORK, NY |
| 2026-04-15 | Form D | [Penso Fund Platform SPC- Segregated Portfolio NCA #14](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1858328&type=&dateb=&owner=include&count=40) | Related Person | NEW YORK, NY |
| 2025-02-03 | Form D | [Penso Fund Platform SPC- Segregated Portfolio NCA #15](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1910958&type=&dateb=&owner=include&count=40) | Director | NEW YORK, NY |
| 2023-05-10 | Form D | [Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1927552&type=&dateb=&owner=include&count=40) | Director | NEW YORK, NY |
| 2026-06-11 | Form D | [Penso Macro Convexity Offshore Ltd.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2138238&type=&dateb=&owner=include&count=40) | Related Person | New York, NY |
| 2026-06-11 | Form D | [Penso Macro Convexity US LP](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2138266&type=&dateb=&owner=include&count=40) | Related Person | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.