# Roseann Higgins

Roseann Higgins of Cincinnati, OH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 31 filing roles across Form 13F (19), Form ADV (12).

## Filings (31)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [MAGNOLIA CAPITAL ADVISORS LLC](https://search.stillhousedata.com/firm/298398) | CHIEF COMPLIANCE OFFICER | RIDGELAND, MS |
| 2026-01-07 | Form ADV | [MAINSTREET INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/146615) | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| 2025-10-20 | Form ADV | [RESOLUTE CAPITAL, LLC](https://search.stillhousedata.com/firm/304558) | CHIEF COMPLIANCE OFFICER | GREENVILLE, SC |
| 2025-09-10 | Form ADV | [ALTERI WEALTH LLC](https://search.stillhousedata.com/firm/331100) | CHIEF COMPLIANCE OFFICER | WESTLAKE VILLAGE, CA |
| 2025-02-07 | Form ADV | [ADAPT WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/329448) | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| 2025-05-22 | Form ADV | [STONEBROOK PRIVATE LLC](https://search.stillhousedata.com/firm/325434) | CHIEF COMPLIANCE OFFICER | NORTHVILLE, MI |
| 2025-08-27 | Form ADV | [PRASAD WEALTH PARTNERS, LLC](https://search.stillhousedata.com/firm/332507) | CHIEF COMPLIANCE OFFICER | INDEPENDENCE, OH |
| — | Form ADV | [CFO4LIFE GROUP, LLC](https://search.stillhousedata.com/firm/287600) | CHIEF COMPLIANCE OFFICER | COPPELL, TX |
| 2025-11-04 | Form ADV | [BRAND ASSET MANAGEMENT GROUP, INC.](https://search.stillhousedata.com/firm/106162) | CHIEF COMPLIANCE OFFICER | CHESTERFIELD, MO |
| 2025-03-26 | Form ADV | [SYON CAPITAL LLC](https://search.stillhousedata.com/firm/322776) | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| 2025-05-05 | Form ADV | [OXFORD WEALTH GROUP, LLC](https://search.stillhousedata.com/firm/319561) | CHIEF COMPLIANCE OFFICER | ORLANDO, FL |
| 2025-03-13 | Form ADV | [PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC](https://search.stillhousedata.com/firm/330050) | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| 2023-07-12 | Form 13F | [Platform Technology Partners](https://search.stillhousedata.com/firm/305602) | Chief Compliance Officer | NEW YORK, NY |
| 2023-07-12 | Form 13F | [FSM Wealth Advisors, LLC](https://search.stillhousedata.com/firm/298904) | Chief Compliance Officer | CLEVELAND, OH |
| 2026-05-15 | Form 13F | [MAGNOLIA CAPITAL ADVISORS LLC](https://search.stillhousedata.com/firm/298398) | Chief Compliance Officer | RIDGELAND, MS |
| 2021-11-03 | Form 13F | [Axiom Financial Strategies, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1831985&type=&dateb=&owner=include&count=40) | Compliance Officer | NEW ALBANY, IN |
| 2026-02-10 | Form 13F | [PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC](https://search.stillhousedata.com/firm/330050) | Chief Compliance Officer | MINNEAPOLIS, MN |
| 2026-02-11 | Form 13F | [Brand Asset Management Group, Inc.](https://search.stillhousedata.com/firm/106162) | Chief Compliance Officer | CHESTERFIELD, MO |
| 2026-02-10 | Form 13F | [ADAPT WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/329448) | Chief Compliance Officer | ATLANTA, GA |
| 2026-02-10 | Form 13F | [Oxford Wealth Group, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2007082&type=&dateb=&owner=include&count=40) | Chief Compliance Officer | ORLANDO, FL |
| 2026-02-11 | Form 13F | [Alteri Wealth LLC](https://search.stillhousedata.com/firm/331100) | Chief Compliance Officer | WESTLAKE VILLAGE, CA |
| 2025-02-14 | Form 13F | [SYON CAPITAL LLC](https://search.stillhousedata.com/firm/322776) | Chief Compliance Officer | SAN FRANCISCO, CA |
| 2026-02-10 | Form 13F | [MainStreet Investment Advisors LLC](https://search.stillhousedata.com/firm/146615) | Chief Compliance Officer | CHICAGO, IL |
| 2022-10-19 | Form 13F | [Randolph Co Inc](https://search.stillhousedata.com/firm/104868) | Chief Compliance Officer | Cincinnati, OH |
| 2026-02-11 | Form 13F | [Stonebrook Private Inc.](https://search.stillhousedata.com/firm/325434) | Chief Compliance Officer | NORTHVILLE, MI |
| 2025-05-14 | Form 13F | [WADDELL & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/283723) | Compliance Officer | MEMPHIS, TN |
| 2023-08-15 | Form 13F | [CM WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/119467) | Chief Compliance Officer | BEACHWOOD, OH |
| 2026-05-11 | Form 13F | [CFO4Life Group, LLC](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1706351&type=&dateb=&owner=include&count=40) | Chief Compliance Officer | COPPELL, TX |
| 2026-04-27 | Form 13F | [Prasad Wealth Partners, LLC](https://search.stillhousedata.com/firm/332507) | Chief Compliance Officer | INDEPENDENCE, OH |
| 2022-08-15 | Form 13F | [Winning Points Advisors, LLC](https://search.stillhousedata.com/firm/118077) | chief compliance officer | BOCA RATON, FL |
| 2026-02-10 | Form 13F | [RESOLUTE CAPITAL, LLC](https://search.stillhousedata.com/firm/304558) | Chief Compliance Officer | GREENVILLE, SC |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.