# Thomas Alan James

Thomas Alan James appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 9 filing roles across Form ADV (9).

## Filings (9)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [SGL FINANCIAL, LLC](https://search.stillhousedata.com/firm/158023) | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | BUFFALO GROVE, IL |
| 2025-12-17 | Form ADV | [CHARTWELL INVESTMENT PARTNERS, LLC](https://search.stillhousedata.com/firm/170335) | CHAIRMAN | BERWYN, PA |
| — | Form ADV | [GREENSLEDGE ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/307732) | CHAIRMAN, CEO | GLASTONBURY, CT |
| 2025-12-19 | Form ADV | [EAGLE ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/110653) | CHAIRMAN CEO | ST. PETERSBURG, FL |
| 2025-12-17 | Form ADV | [CLARIVEST ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/139785) | CHAIRMAN CEO | SAN DIEGO, CA |
| 2025-12-12 | Form ADV | [CARILLON TOWER ADVISERS, INC.](https://search.stillhousedata.com/firm/174904) | DIRECTOR | ST PETERSBURG, FL |
| — | Form ADV | [CLARK CAPITAL MANAGEMENT GROUP INC](https://search.stillhousedata.com/firm/104796) | CHAIRMAN | PHILADELPHIA, PA |
| — | Form ADV | [GREENSLEDGE ADVISORS LLC](https://search.stillhousedata.com/firm/305341) | CHAIRMAN CEO | NEW YORK, NY |
| — | Form ADV | [SAND GROVE CAPITAL MANAGEMENT LLP](https://search.stillhousedata.com/firm/284699) | SENIOR ANALYST, MEMBER | LONDON |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.