# Mary Ann Swain

Mary Ann Swain appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 1 filing role across Form ADV (1).

## Filings (1)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2025-10-20 | Form ADV | [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | CHIEF FINANCIAL OFFICER | MEMPHIS, TN |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.