# Robert C Ruocco

Robert C Ruocco appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 5 filing roles across Form D (4), Form ADV (1).

## Filings (5)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| 2025-09-16 | Form ADV | [CARL MARKS MANAGEMENT COMPANY, LLC](https://search.stillhousedata.com/firm/107695) | MANAGING MEMBER | NEW YORK, NY |
| 2011-01-06 | Form D | [CARL MARKS STRATEGIC OPPORTUNITIES FUND L P](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1350521&type=&dateb=&owner=include&count=40) | Executive Officer | NEW YORK, NY |
| 2013-01-15 | Form D | [Carl Marks Strategic Opportunities Fund II, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1566783&type=&dateb=&owner=include&count=40) | Executive Officer | NEW YORK, NY |
| 2021-03-24 | Form D | [Carl Marks Strategic Opportunities Fund III, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1804639&type=&dateb=&owner=include&count=40) | Executive Officer | NEW YORK, NY |
| 2025-06-27 | Form D | [Carl Marks Strategic Opportunities Fund IV, L.P.](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2021388&type=&dateb=&owner=include&count=40) | Executive Officer | NEW YORK, NY |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.