# BRETON BERNARD ANDRE

BRETON BERNARD ANDRE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 7 filing roles across Form ADV (7).

## Filings (7)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | CHIEF COMPLIANCE OFFICER - RIA | ATLANTA, GA |
| — | Form ADV | [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | BD CHIEF COMPLIANCE OFFICER | LYNNFIELD, MA |
| — | Form ADV | [KMS FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/3866) | CHIEF COMPLIANCE OFFICER | SEATTLE, WA |
| — | Form ADV | [CARILLON INVESTMENTS, INC.](https://search.stillhousedata.com/firm/14646) | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | [TRIAD ADVISORS, LLC](https://search.stillhousedata.com/firm/25803) | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | [CETERA ADVISOR NETWORKS LLC](https://search.stillhousedata.com/firm/13572) | CHIEF COMPLIANCE OFFICER | EL SEGUNDO, CA |
| — | Form ADV | [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | VICE PRESIDENT, BROKER DEALER CHIEF COMPLIANCE OFFICER AND SECRETARY | GREENWOOD VILLAGE, CO |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.