# MILLER KATHLEEN ANN

MILLER KATHLEEN ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 18 filing roles across Form ADV (18).

## Filings (18)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/129288) | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [PORTFOLIO, LLC](https://search.stillhousedata.com/firm/145687) | CHIEF PORTFOLIO OFFICER | ALBUQUERQUE, NM |
| — | Form ADV | [SECURITY INVESTORS, LLC](https://search.stillhousedata.com/firm/105477) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [GUGGENHEIM FUNDS DISTRIBUTORS, LLC](https://search.stillhousedata.com/firm/39805) | SENIOR MANAGING DIRECTOR | CHICAGO, IL |
| — | Form ADV | [FINANCIAL SECURITY MANAGEMENT, INC](https://search.stillhousedata.com/firm/116570) | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | LAKEWOOD, CO |
| — | Form ADV | [WELLESLEY ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/116176) | OWNER / SHAREHOLDER | PORTSMOUTH, NH |
| — | Form ADV | [TED BUCHAN & COMPANY, LLC](https://search.stillhousedata.com/firm/140722) | DIRECTOR OF OPERATIONS | SAN DIEGO, CA |
| — | Form ADV | [HILLCREST CREDIT AND INCOME FUND II MANAGER, LLC](https://search.stillhousedata.com/firm/288671) | CHIEF COMPLIANCE OFFICER, CO-CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NEW YORK, NY |
| — | Form ADV | [MILLER ADVISORS INC](https://search.stillhousedata.com/firm/106603) | CHIEF COMPLIANCE OFFICER | KIRKLAND, WA |
| — | Form ADV | [MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/130352) | CHIEF COMPLIANCE OFFICER | NY, NY |
| — | Form ADV | [OAK RIVER FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/108575) | CHIEF COMPLIANCE OFFICER | BEAUMONT, TX |
| — | Form ADV | [SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP](https://search.stillhousedata.com/firm/107400) | SECRETARY/TREASURER | CLINTON, NJ |
| — | Form ADV | [MARTIN CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/157339) | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | ELKHART, IN |
| — | Form ADV | [GALLEON MANAGEMENT, LP](https://search.stillhousedata.com/firm/136732) | CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | [SP PARTNERS](https://search.stillhousedata.com/firm/161483) | CHIEF COMPLIANCE OFFICER | CLINTON, NJ |
| — | Form ADV | [HUMMINGBIRD PARTNERS, LLC](https://search.stillhousedata.com/firm/173269) | CHIEF FINANCIAL OFFICER | ELKHART, IN |
| — | Form ADV | [CAPITOL PEAK PARTNERS, INC.](https://search.stillhousedata.com/firm/300020) | CCO/CFO | DENVER, CO |
| — | Form ADV | [MILLER PRIVATE WEALTH LLC](https://search.stillhousedata.com/firm/304853) | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | OKLAHOMA CITY, OK |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.