# FLEMING GREGORY JAMES

FLEMING GREGORY JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 29 filing roles across Form ADV (29).

## Filings (29)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | DIRECTOR & EXECUTIVE VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | [ROCKEFELLER FINANCIAL LLC](https://search.stillhousedata.com/firm/291361) | DIRECTOR | NEW YORK, NY |
| — | Form ADV | [NORTHLEAF CAPITAL PARTNERS (CANADA) LTD.](https://search.stillhousedata.com/firm/327067) | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | [MILLENNIUM MANAGEMENT LLC](https://search.stillhousedata.com/firm/158117) | TRUSTEE | NEW YORK, NY |
| — | Form ADV | [MORGAN STANLEY](https://search.stillhousedata.com/firm/149777) | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | PURCHASE, NY |
| — | Form ADV | [SETANTA ASSET MANAGEMENT LTD](https://search.stillhousedata.com/firm/281781) | TRUSTEE | DUBLIN |
| — | Form ADV | [KEYRIDGE ASSET MANAGEMENT LIMITED](https://search.stillhousedata.com/firm/175204) | TRUSTEE | DUBLIN 1 |
| — | Form ADV | [NORTHLEAF CAPITAL ADVISORS LTD.](https://search.stillhousedata.com/firm/145014) | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | [EMPOWER CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/107272) | TRUSTEE | GREENWOOD  VILLAGE, CO |
| — | Form ADV | [EMPOWER ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/112058) | TRUSTEE | GREENWOOD VILLAGE, CO |
| — | Form ADV | [ROCKEFELLER & CO. LLC](https://search.stillhousedata.com/firm/294197) | PRESIDENT & CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| — | Form ADV | [PERFORMANCE EQUITY MANAGEMENT, LLC](https://search.stillhousedata.com/firm/110207) | TRUSTEE | GREENWICH, CT |
| — | Form ADV | [DIAGRAM CORPORATION](https://search.stillhousedata.com/firm/312543) | TRUSTEE | MONTREAL, QC |
| — | Form ADV | [SAGARD PRIVATE EQUITY PARTNERS](https://search.stillhousedata.com/firm/162504) | TRUSTEE | PARIS |
| — | Form ADV | [MACKENZIE INVESTMENTS](https://search.stillhousedata.com/firm/110338) | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | [MACKENZIE INVESTMENTS EUROPE LIMITED](https://search.stillhousedata.com/firm/284912) | TRUSTEE | DUBLIN 4 |
| — | Form ADV | [MACKENZIE INVESTMENTS ASIA LIMITED](https://search.stillhousedata.com/firm/285521) | TRUSTEE | HONG KONG |
| — | Form ADV | [HALSEYPOINT ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/305194) | TRUSTEE | EL SEGUNDO, CA |
| — | Form ADV | [POWER SUSTAINABLE MANAGER US, INC.](https://search.stillhousedata.com/firm/325145) | FAMILY TRUSTEE | MIAMI, FL |
| — | Form ADV | [SAGARD HOLDINGS MANAGER LP](https://search.stillhousedata.com/firm/304924) | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | [MACKENZIE INVESTMENTS](https://search.stillhousedata.com/firm/165899) | TRUSTEE | BOSTON, MA |
| — | Form ADV | [PANAGORA ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/105201) | TRUSTEE | BOSTON, MA |
| — | Form ADV | [SAGARD HOLDINGS MANAGER (US) LLC](https://search.stillhousedata.com/firm/322374) | TRUSTEE | NEW YORK CITY, NY |
| — | Form ADV | [EVERWEST ADVISORS LLC](https://search.stillhousedata.com/firm/167125) | TRUSTEE | DENVER, CO |
| — | Form ADV | [ROCKEFELLER & CO., INC](https://search.stillhousedata.com/firm/106264) | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| — | Form ADV | [ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED](https://search.stillhousedata.com/firm/112284) | FINANCE OFFICER | LONDON |
| — | Form ADV | [COUTTS & CO INVESTMENT MANAGEMENT LTD.](https://search.stillhousedata.com/firm/111182) | DIRECTOR | LONDON |
| — | Form ADV | [POWER SUSTAINABLE INVESTMENT MANAGEMENT INC.](https://search.stillhousedata.com/firm/312955) | TRUSTEE | MONTREAL, QUEBEC |
| — | Form ADV | [GRAYHAWK WEALTH US INC.](https://search.stillhousedata.com/firm/321602) | TRUSTEE | CALGARY, ALBERTA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.