# SULLIVAN NEIL JOSEPH

SULLIVAN NEIL JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 24 filing roles across Form ADV (24).

## Filings (24)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [MARINER INVESTMENT GROUP, LLC](https://search.stillhousedata.com/firm/124744) | PARTNER | NEW YORK, NY |
| — | Form ADV | [GLG LLC](https://search.stillhousedata.com/firm/138802) | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | [COHEN & STEERS ASIA LIMITED](https://search.stillhousedata.com/firm/135661) | RESPONSIBLE OFFICER | CENTRAL |
| — | Form ADV | [PGIM, INC.](https://search.stillhousedata.com/firm/105676) | DIRECTOR | NEWARK, NJ |
| — | Form ADV | [PGIM LIMITED](https://search.stillhousedata.com/firm/160005) | CHIEF EXECUTIVE OFFICER (FIXED INCOME) | LONDON |
| — | Form ADV | [TB EARLY MANAGEMENT LIMITED](https://search.stillhousedata.com/firm/161999) | EXECUTIVE OFFICER | GRAND CAYMAN |
| — | Form ADV | [TB MANAGEMENT HOLDINGS LIMITED](https://search.stillhousedata.com/firm/163174) | EXECUTIVE OFFICER | GRAND CAYMAN |
| — | Form ADV | [MOODY ALDRICH PARTNERS, LLC](https://search.stillhousedata.com/firm/106920) | MEMBER | MARBLEHEAD, MA |
| — | Form ADV | [BOREALIS STRATEGIC CAPITAL PARTNERS, LP](https://search.stillhousedata.com/firm/300562) | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [COHESION WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/308980) | MANAGING MEMBER | BROOMFIELD, CO |
| — | Form ADV | [PGIM FUND MANAGEMENT LIMITED](https://search.stillhousedata.com/firm/171548) | DIRECTOR | LONDON |
| — | Form ADV | [RESQ INVESTMENT PARTNERS, LLC](https://search.stillhousedata.com/firm/169528) | OWNER | SCOTTSDALE, AZ |
| — | Form ADV | [AUGUSTINE ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/105801) | PRESIDENT, CHIEF OPERATIONS OFFICER | JACKSONVILLE, FL |
| — | Form ADV | [KB & PARTNERS MANAGEMENT CO LLC](https://search.stillhousedata.com/firm/108105) | NONE | NEW YORK, NY |
| — | Form ADV | [ARGONAUT PRIVATE CAPITAL, LP](https://search.stillhousedata.com/firm/283878) | CHIEF COMPLIANCE OFFICER | TULSA, OK |
| — | Form ADV | [SULLIVAN & SERWITZ INVESTMENT ADVISORS INC](https://search.stillhousedata.com/firm/106029) | PRESIDENT | LOS ALTOS, CA |
| — | Form ADV | [AURORA INVESTMENT MANAGEMENT L.L.C.](https://search.stillhousedata.com/firm/127065) | CHIEF FINANCIAL OFFICER | OAKBROOK TERRACE, IL |
| — | Form ADV | [PRAMERICA ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/105658) | PRESIDENT & DIRECTOR | NEWARK, NJ |
| — | Form ADV | [BINGHAM LEGG ADVISERS LLC](https://search.stillhousedata.com/firm/109637) | MANAGING DIRECTOR - CLIENT DEVELOPMENT | BOSTON, MA |
| — | Form ADV | [PRUDENTIAL ASIA FUND MANAGEMENT LIMITED](https://search.stillhousedata.com/firm/105356) | DIRECTOR | CENTRAL HONGKONG |
| — | Form ADV | [SUNDERLAND CAPITAL PARTNERS LP](https://search.stillhousedata.com/firm/282785) | MANAGING DIRECTOR | BOSTON, MA |
| — | Form ADV | [RADIANCE ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/157378) | VICE PRESIDENT | BOSTON, MA |
| — | Form ADV | [RYZZ CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/298831) | PARTNER | CARLSBAD, CA |
| — | Form ADV | [PRISMATIC INVESTMENTS, INC.](https://search.stillhousedata.com/firm/322009) | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | SEATTLE, WA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.