# SMITH LORINE ANN

SMITH LORINE ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 22 filing roles across Form ADV (22).

## Filings (22)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [CAPITAL ADVISORS, INC.](https://search.stillhousedata.com/firm/104643) | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | TULSA, OK |
| — | Form ADV | [SMITH & CO ADVISORY LLC](https://search.stillhousedata.com/firm/333042) | TRUSTEE | SPRING HILL, TN |
| — | Form ADV | [HERITAGE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/127268) | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | WESTWOOD, MA |
| — | Form ADV | [WESTROCK ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/174408) | CHIEF COMPLIANCE OFFICER | LITTLE ROCK, AR |
| — | Form ADV | [PRUDENT INVESTORS NETWORK, INC.](https://search.stillhousedata.com/firm/127284) | CORPORATE SSECRETARY | LAKE FOREST, CA |
| — | Form ADV | [NORTH SHORE INVESTMENT CONSULTING LLC](https://search.stillhousedata.com/firm/131763) | ADMINISTRATION | WILMETTE, IL |
| — | Form ADV | [PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/294016) | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | BALA CYNWYD, PA |
| — | Form ADV | [NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED](https://search.stillhousedata.com/firm/306545) | DIRECTOR | LONDON |
| — | Form ADV | [PIPER SANDLER & CO.](https://search.stillhousedata.com/firm/665) | SROP | MINNEAPOLIS, MN |
| — | Form ADV | [MOERUS CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/282399) | CHIEF COMPLIANCE OFFICER, CFO | NEW YORK, NY |
| — | Form ADV | [CENTURY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/130282) | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| — | Form ADV | [BIEGEL & WALLER LLC](https://search.stillhousedata.com/firm/109597) | ASSOCIATE PORTFOLIO STRATEGIST | COLUMBIA, MD |
| — | Form ADV | [PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/145876) | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | [PHILADELPHIA PARTNERS CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/139656) | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | [RAA WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/141526) | PRESIDENT / CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | [KAUFMAN & CO FINANCIAL PLANNING INC](https://search.stillhousedata.com/firm/105238) | EXECUTIVE VP | CLEVELAND, OH |
| — | Form ADV | [RETIREMENT ADVISORS OF AMERICA INC](https://search.stillhousedata.com/firm/106968) | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | [CHAMP VENTURES 7 MANAGEMENT PTY LTD](https://search.stillhousedata.com/firm/307800) | SHAREHOLDER | SYDNEY |
| — | Form ADV | [CV INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/163952) | MANAGING MEMBER | WEST CONSHOHOCKEN, PA |
| — | Form ADV | [6 MERIDIAN LLC](https://search.stillhousedata.com/firm/283845) | MEMBER | WICHITA, KS |
| — | Form ADV | [BRISTOL ADVISORS, LLC](https://search.stillhousedata.com/firm/283379) | PRESIDENT,CCO AND SOLE OWNER | WEST CONSHOHOCKEN, PA |
| — | Form ADV | [CEDAR BROOK FINANCIAL PARTNERS, LLC](https://search.stillhousedata.com/firm/290670) | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.