# CARLSON KATHLEEN ANN

CARLSON KATHLEEN ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [NICOLLET INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/109401) | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | [PARKER CARLSON & JOHNSON](https://search.stillhousedata.com/firm/105815) | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR | DAYTON, OH |
| — | Form ADV | [ZAK CAPITAL INC](https://search.stillhousedata.com/firm/106163) | VP; SEC | MINNEAPOLIS, MN |
| — | Form ADV | [PROFESSIONAL FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/269937) | PRESIDENT AND CHIEF COMPLIANCE OFFICER | SIOUX FALLS, SD |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.