# SMITH GREGORY LEE

SMITH GREGORY LEE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 17 filing roles across Form ADV (17).

## Filings (17)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [AVIOR WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/148674) | OWNER | OMAHA, NE |
| — | Form ADV | [WESTCHESTER CAPITAL PARTNERS, LLC](https://search.stillhousedata.com/firm/135955) | MEMBER | VALHALLA, NY |
| — | Form ADV | [MILLENIA FINANCIAL PARTNERS, LLC](https://search.stillhousedata.com/firm/110832) | CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER | DOYLESTOWN, PA |
| — | Form ADV | [CAPITAL WEALTH ALLIANCE, LLC](https://search.stillhousedata.com/firm/298257) | MANAGING MEMBER | SCOTTSDALE, AZ |
| — | Form ADV | [CALDWELL ADVISORS, LLC](https://search.stillhousedata.com/firm/144408) | CHIEF COMPLIANCE OFFICER | BRENTWOOD, TN |
| — | Form ADV | [INTERMEDE INVESTMENT PARTNERS LIMITED](https://search.stillhousedata.com/firm/175312) | DIRECTOR | LONDON |
| — | Form ADV | [FINANCIAL ADVANTAGE INC](https://search.stillhousedata.com/firm/104610) | VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | COLUMBIA, MD |
| — | Form ADV | [BALTIMORE CAPITAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/109949) | CHAIRMAN OF THE BOARD | BALTIMORE, MD |
| — | Form ADV | [G.L.S. & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/47502) | COMPLIANCE OFFICER | HUNTSVILLE, AL |
| — | Form ADV | [MUNICREST INVESTMENT MANAGEMENT COMPANY, LLC](https://search.stillhousedata.com/firm/111631) | PARTNER | NORTH ANDOVER, MA |
| — | Form ADV | [BEACON INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/122639) | PARTNER | BOSTON, MA |
| — | Form ADV | [WESTCHESTER CAPITAL MANAGEMENT INC](https://search.stillhousedata.com/firm/105064) | VICE PRESIDENT | VALHALLA, NY |
| — | Form ADV | [RS INVESTMENT MANAGEMENT CO. LLC](https://search.stillhousedata.com/firm/140963) | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | [PROVIDENT WEALTH MANAGEMENT INC](https://search.stillhousedata.com/firm/107021) | CHIEF COMPLIANCE OFFICER | ERIE, PA |
| — | Form ADV | [MCGINN, SMITH ADVISORS LLC](https://search.stillhousedata.com/firm/137827) | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHAIRMAN | ALBANY, NY |
| — | Form ADV | [C.S. MCKEE, L.P.](https://search.stillhousedata.com/firm/119167) | CLIENT ACCOUNTANT | PITTSBURGH, PA |
| — | Form ADV | [MCGINN, SMITH & CO., INC.](https://search.stillhousedata.com/firm/8453) | PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL, COMPLIANCE REGISTERED OPTION PRINCIPAL | ALBANY, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.