# SMITH M GREGORY

SMITH M GREGORY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 15 filing roles across Form ADV (15).

## Filings (15)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [DEFINED FINANCIAL PLANNING LLC](https://search.stillhousedata.com/firm/310137) | DIRECTOR OF TAX PLANNING | SAN RAFAEL, CA |
| — | Form ADV | [GRIFFITHS, DREHER & EVANS, P.S., CPAS](https://search.stillhousedata.com/firm/142448) | SHAREHOLDER | SPOKANE, WA |
| — | Form ADV | [INVICTUS CAPITAL PARTNERS](https://search.stillhousedata.com/firm/157315) | MEMBER | WASHINGTON, DC |
| — | Form ADV | [CPA ASSET MANAGEMENT GROUP, LLC](https://search.stillhousedata.com/firm/107833) | VICE PRESIDENT/MANAGING MEMBER | WEST PALM BEACH, FL |
| — | Form ADV | [SMITH SALLEY WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129614) | MANAGING MEMBER/CHAIRMAN | GREENSBORO, NC |
| — | Form ADV | [ADVISORY RESEARCH INC](https://search.stillhousedata.com/firm/108254) | BOARD MEMBER | CHICAGO, IL |
| — | Form ADV | [CAPITAL ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/120597) | PORTFOLIO MANAGER AND CHIEF INVESTMENT OFFICER | COLUMBUS, OH |
| — | Form ADV | [CAPITAL ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/139874) | MANAGING PRINCIPAL | RICHMOND, VA |
| — | Form ADV | [ANNADEL CAPITAL, INC.](https://search.stillhousedata.com/firm/132175) | SECRETARY/ TREASURER AND CCO | SAN RAFAEL, CA |
| — | Form ADV | [FIDUCIARY ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/107171) | BOARD MEMBER | CLAYTON, MO |
| — | Form ADV | [ZENITH CAPITAL, LLC.](https://search.stillhousedata.com/firm/106694) | TREASURER AND CHIEF FINANCIAL OFFICER | SANTA ROSA, CA |
| — | Form ADV | [PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/145876) | CHIEF OPERATING OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | [CAPGROUP INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/105611) | MANAGING DIRECTOR | RICHMOND, VA |
| — | Form ADV | [NEW STAR ASSET MANAGEMENT LTD](https://search.stillhousedata.com/firm/138723) | DIRECTOR | LONDON |
| — | Form ADV | [BLOOOM, INC.](https://search.stillhousedata.com/firm/168604) | PRESIDENT | — |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.