# RUGGIERO JOHN HENRY

RUGGIERO JOHN HENRY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 6 filing roles across Form ADV (6).

## Filings (6)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER | NEW YORK, NY |
| — | Form ADV | [LADENBURG THALMANN ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/108604) | PRESIDENT, CCO | NEW YORK, NY |
| — | Form ADV | [HSBC GLOBAL ASSET MANAGEMENT (USA) INC.](https://search.stillhousedata.com/firm/105686) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [LADENBURG THALMANN FUND MANAGEMENT LLC](https://search.stillhousedata.com/firm/129787) | MANAGER | NEW YORK, NY |
| — | Form ADV | [STEWARDSHIP INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/135864) | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| — | Form ADV | [CLAYMORE FUND MANAGEMENT COMPANY LLC.](https://search.stillhousedata.com/firm/108607) | MANAGER | WHEATON, IL |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.