# BROWN DAVID JAMES

BROWN DAVID JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 14 filing roles across Form ADV (14).

## Filings (14)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [BROWN FINANCIAL MANAGEMENT GROUP, LLC](https://search.stillhousedata.com/firm/282501) | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | LATHAM, NY |
| — | Form ADV | [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | VICE PRESIDENT | DES MOINES, IA |
| — | Form ADV | [ARCMONT ASSET MANAGEMENT LIMITED](https://search.stillhousedata.com/firm/306949) | DIRECTOR | LONDON |
| — | Form ADV | [ULLICO INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/106628) | DIRECTOR | BETHESDA, MD |
| — | Form ADV | [KWK MANAGEMENT LLC](https://search.stillhousedata.com/firm/131097) | PORTFOLIO MANAGER | HOUSTON, TX |
| — | Form ADV | [PERGAMENT ADVISORS LLC](https://search.stillhousedata.com/firm/111469) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [PRINCIPAL MANAGEMENT CORP](https://search.stillhousedata.com/firm/105641) | SENIOR VICE PRESIDENT | DES MOINES, IA |
| — | Form ADV | [PRINCIPAL FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/105594) | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | DES MOINES, IA |
| — | Form ADV | [COPPER BEECH TREE LLC](https://search.stillhousedata.com/firm/151476) | CHIEF COMPLIANCE OFFICER | BLOOMFIELD HILLS, MI |
| — | Form ADV | [BHR CAPITAL LLC](https://search.stillhousedata.com/firm/154500) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [IBERIA ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/108159) | DIRECTOR | NEW ORLEANS, LA |
| — | Form ADV | [PERRY CORP](https://search.stillhousedata.com/firm/108861) | MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | [SANDELMAN PARTNERS, LP](https://search.stillhousedata.com/firm/136810) | LIMITED PARTNER | NEW YORK, NY |
| — | Form ADV | [THOMAS JAMES BROWN](https://search.stillhousedata.com/firm/142898) | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | LATHAM, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.