# ROTHSTEIN STEVEN ELLIOT

ROTHSTEIN STEVEN ELLIOT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 8 filing roles across Form ADV (8).

## Filings (8)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | CHIEF FINANCIAL OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | [SAGEPOINT FINANCIAL, INC.](https://search.stillhousedata.com/firm/133763) | DIRECTOR, E.V.P.,CFO, TREASURER | PHOENIX, AZ |
| — | Form ADV | [ADVANTAGE CAPITAL CORPORATION](https://search.stillhousedata.com/firm/146) | DIRECTOR/SVP/TREASURER/CFO | ATLANTA, GA |
| — | Form ADV | [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | DIRECTOR/SVP/TREASURER/CFO | ATLANTA, GA |
| — | Form ADV | [AMERICAN GENERAL SECURITIES INCORPORATED](https://search.stillhousedata.com/firm/13626) | CHIEF FINANCIAL OFFICER, DIRECTOR | HOUSTON, TX |
| — | Form ADV | [SUNAMERICA SECURITIES, INC.](https://search.stillhousedata.com/firm/20068) | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | PHOENIX, AZ |
| — | Form ADV | [SENTRA SECURITIES CORPORATION](https://search.stillhousedata.com/firm/10249) | EXECUTIVE VICE PRESIDENT, CFO, TREASURER | PHOENIX, AZ |
| — | Form ADV | [SPELMAN & CO., INC.](https://search.stillhousedata.com/firm/10232) | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | PHOENIX, AZ |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.