# ROTH RALPH LAWRENCE

ROTH RALPH LAWRENCE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 17 filing roles across Form ADV (17).

## Filings (17)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | PRESIDENT | SCOTTSDALE, AZ |
| — | Form ADV | [VISION2020 WEALTH MANAGEMENT CORP.](https://search.stillhousedata.com/firm/154149) | CHIEF EXECUTIVE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | MANAGER | SCHAUMBURG, IL |
| — | Form ADV | [MODERN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/324624) | CO-CEO | KANSAS CITY, MO |
| — | Form ADV | [UNITED CAPITAL FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/134600) | MANAGING DIRECTOR, CHIEF BUSINESS OFFICER | IRVING, TX |
| — | Form ADV | [CLARK CAPITAL MANAGEMENT GROUP INC](https://search.stillhousedata.com/firm/104796) | DIRECTOR | PHILADELPHIA, PA |
| — | Form ADV | [GIRARD SECURITIES, INC.](https://search.stillhousedata.com/firm/18697) | DIRECTOR | SAN DIEGO, CA |
| — | Form ADV | [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | DIRECTOR, CHAIRMAN | OAKDALE, MN |
| — | Form ADV | [HOTCHKISS ASSOCIATES LLC](https://search.stillhousedata.com/firm/114048) | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, DIRECTOR | CHICAGO, IL |
| — | Form ADV | [SAGEPOINT FINANCIAL, INC.](https://search.stillhousedata.com/firm/133763) | DIRECTOR | PHOENIX, AZ |
| — | Form ADV | [ADVANTAGE CAPITAL CORPORATION](https://search.stillhousedata.com/firm/146) | PRESIDENT | ATLANTA, GA |
| — | Form ADV | [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | DIRECTOR | ATLANTA, GA |
| — | Form ADV | [UNITED CAPITAL INVESTMENT ADVISERS, INC](https://search.stillhousedata.com/firm/134627) | CHIEF OPERATING OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | [CETERA ADVISOR NETWORKS LLC](https://search.stillhousedata.com/firm/13572) | MANAGER | EL SEGUNDO, CA |
| — | Form ADV | [PFE ADVISORS, INC.](https://search.stillhousedata.com/firm/144798) | DIRECTOR, CFO | SOUTHBOROUGH, MA |
| — | Form ADV | [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | MANAGER | GREENWOOD VILLAGE, CO |
| — | Form ADV | [INTEGRATED FINANCIAL MANAGEMENT INC](https://search.stillhousedata.com/firm/106672) | SR VP, CFO, DIRECTOR | NORTHBROOK, IL |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.