# FLEMING JOSEPH DANIEL

FLEMING JOSEPH DANIEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | SR. VP, CHIEF COMPLIANCE OFFICER, WEALTH MANAGEMENT | NEW YORK, NY |
| — | Form ADV | [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | [U.S. BANCORP ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/111912) | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | [PIPER SANDLER & CO.](https://search.stillhousedata.com/firm/665) | CCO, CROP | MINNEAPOLIS, MN |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.