# KELLY DANIEL JAMES

KELLY DANIEL JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 16 filing roles across Form ADV (16).

## Filings (16)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [IOR](https://search.stillhousedata.com/firm/311647) | CHIEF RISK OFFICER | CLAYTON, MO |
| — | Form ADV | [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | CHIEF FINANCIAL OFFICER | FORT WASHINGTON, PA |
| — | Form ADV | [GEODE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/115504) | DIRECTOR | BOSTON, MA |
| — | Form ADV | [NATIONWIDE SECURITIES, LLC](https://search.stillhousedata.com/firm/11173) | VICE PRESIDENT AND CHIEF OPERATING OFFICER | COLUMBUS, OH |
| — | Form ADV | [GRANAHAN INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/107745) | CLERK | WALTHAM, MA |
| — | Form ADV | [THOROUGHBRED FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/47893) | V.P. OPERATIONS - CCO, CFO | BRENTWOOD, TN |
| — | Form ADV | [MUTUAL OF OMAHA INVESTOR SERVICES, INC.](https://search.stillhousedata.com/firm/611) | PRESIDENT | OMAHA, NE |
| — | Form ADV | [LASALLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/20373) | GROUP SENIOR VICE PRESIDENT | CHICAGO, IL |
| — | Form ADV | [BKS ADVISORS LLC](https://search.stillhousedata.com/firm/109065) | MEMBER | SOUTHFIELD, MI |
| — | Form ADV | [STRATEGIC WEALTH ADVISORS GROUP, INC.](https://search.stillhousedata.com/firm/140977) | CHIEF EXECUTIVE OFFICER | SAN MATEO, CA |
| — | Form ADV | [1717 CAPITAL MANAGEMENT COMPANY](https://search.stillhousedata.com/firm/4082) | CHIEF OPERATING OFFICER | NEWARK, DE |
| — | Form ADV | [NORTHERN NECK INVESTORS LLC](https://search.stillhousedata.com/firm/109215) | DIRECTOR | BOSTON, MA |
| — | Form ADV | [ONEX CANADA ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/144928) | HEAD OF GLUSKIN SHEFF | TORONTO        ON |
| — | Form ADV | [KELLY FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/109797) | MANAGING MEMBER | WETHERSFIELD, CT |
| — | Form ADV | [FIDELITY BROKERAGE SERVICES LLC](https://search.stillhousedata.com/firm/108476) | DIRECTOR | BOSTON, MA |
| — | Form ADV | [FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.](https://search.stillhousedata.com/firm/108605) | DIRECTOR, PRESIDENT | BOSTON, MA |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.