# DUNN WILLIAM JAMES

DUNN WILLIAM JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 12 filing roles across Form ADV (12).

## Filings (12)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [STRATOS WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/283816) | CHIEF COMPLIANCE OFFICER | BEACHWOOD, OH |
| — | Form ADV | [STRATOS WEALTH PARTNERS, LTD](https://search.stillhousedata.com/firm/153184) | DIRECTOR OF COMPLIANCE | BEACHWOOD, OH |
| — | Form ADV | [SEQUOIA FINANCIAL GROUP, L.L.C.](https://search.stillhousedata.com/firm/117756) | CHIEF COMPLIANCE OFFICER | AKRON, OH |
| — | Form ADV | [KINGSBRIDGE WEALTH MANAGEMENT, INC.](https://search.stillhousedata.com/firm/165560) | TRUSTEE | LAS VEGAS, NV |
| — | Form ADV | [STRATOS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/283850) | CHIEF COMPLIANCE OFFICER; NON-MEMBER | BEACHWOOD, OH |
| — | Form ADV | [BRIDGEPOINT ADVISERS LIMITED](https://search.stillhousedata.com/firm/161920) | DIRECTOR OF BRIDGEPOINT ADVISERS LIMITED | LONDON |
| — | Form ADV | [BRIDGEPOINT ADVISERS II LIMITED](https://search.stillhousedata.com/firm/294326) | DIRECTOR OF BRIDGEPOINT ADVISERS II LIMITED | LONDON |
| — | Form ADV | [TILLRIDGE CAPITAL PARTNERS, LLC](https://search.stillhousedata.com/firm/284992) | MANAGING PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | [PRIVATE WEALTH MANAGEMENT GROUP INC](https://search.stillhousedata.com/firm/108971) | PRESIDENT | PRINCETON, NJ |
| — | Form ADV | [FIRST WILSHIRE SECURITIES MANAGEMENT, INC.](https://search.stillhousedata.com/firm/6609) | CHIEF COMPLIANCE OFFICER | PASADENA, CA |
| — | Form ADV | [KINGSBRIDGE PRIVATE WEALTH MANAGEMENT, INC.](https://search.stillhousedata.com/firm/147023) | PRESIDENT, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, SECRETARY | LAS VEGAS, NV |
| — | Form ADV | [STRATEGICCAPITAL ADVISORS LIMITED](https://search.stillhousedata.com/firm/281271) | DIRECTOR | LONDON |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.