# NICK KENNETH ADAM

NICK KENNETH ADAM appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 9 filing roles across Form ADV (9).

## Filings (9)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [GUGGENHEIM INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/108263) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [GS GAMMA ADVISORS, LLC](https://search.stillhousedata.com/firm/135424) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/137432) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [WATERFALL ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/137746) | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NEW YORK, NY |
| — | Form ADV | [ASSET CONSULTING GROUP, LLC](https://search.stillhousedata.com/firm/107574) | CHIEF COMPLIANCE OFFICER | CLAYTON, MO |
| — | Form ADV | [GUGGENHEIM ADVISORS, LLC](https://search.stillhousedata.com/firm/124435) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [GUGGENHEIM INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/117827) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [GUGGENHEIM REAL ESTATE LLC](https://search.stillhousedata.com/firm/119475) | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | [LOGAN CIRCLE PARTNERS, L.P.](https://search.stillhousedata.com/firm/143633) | CHIEF COMPLIANCE OFFICER | PHILADELPHIA, PA |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.