# WACHS GARY DAVID

WACHS GARY DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [KESTRA INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/151790) | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | [NFP ADVISOR SERVICES, LLC](https://search.stillhousedata.com/firm/42046) | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | [J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/124446) | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | DIRECTOR OF COMPLIANCE | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.