# UNDERWOOD BRIAN CLINTON

UNDERWOOD BRIAN CLINTON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [WELLS FARGO ADVISORS](https://search.stillhousedata.com/firm/19616) | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |
| — | Form ADV | [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | DIRECTOR, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | ST. LOUIS, MO |
| — | Form ADV | [EDWARDS A G CAPITAL INC](https://search.stillhousedata.com/firm/110580) | CHIEF COMPLIANCE OFFICER | ST LOUIS, MO |
| — | Form ADV | [GALLATIN ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/136448) | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.