# KUWABARA AUDREY MARI

KUWABARA AUDREY MARI appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 3 filing roles across Form ADV (3).

## Filings (3)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [EMPIRE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/2826) | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY, CTO, VP RISK MANAGEMENT, AML-CO | UNIVERSAL CITY, CA |
| — | Form ADV | [ARQUE CAPITAL, LTD.](https://search.stillhousedata.com/firm/121192) | DIRECTOR OF RISK MANAGEMENT | PHOENIX, AZ |
| — | Form ADV | [ARQUE & CO INCORORATED](https://search.stillhousedata.com/firm/135916) | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | ROLLING HILL ESTATES, CA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.