# RIEGEL JOYCE BARBARA

RIEGEL JOYCE BARBARA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 3 filing roles across Form ADV (3).

## Filings (3)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [DUFF & PHELPS INVESTMENT MANAGEMENT CO.](https://search.stillhousedata.com/firm/107296) | COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [CIBC PRIVATE WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/109644) | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | CHICAGO, IL |
| — | Form ADV | [CAPITAL WEST ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/108750) | VICE PRESIDENT, COMPLIANCE OFFICER | GREENWOOD VILLAGE, CO |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.