# PRICE JAMES DALE

PRICE JAMES DALE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 17 filing roles across Form ADV (17).

## Filings (17)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | DIRECTOR | NEWARK, NJ |
| — | Form ADV | [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | CHAIRMAN, DIRECTOR | SCOTTSDALE, AZ |
| — | Form ADV | [VISION2020 WEALTH MANAGEMENT CORP.](https://search.stillhousedata.com/firm/154149) | CHAIRMAN | SCOTTSDALE, AZ |
| — | Form ADV | [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | CHAIRMAN | ATLANTA, GA |
| — | Form ADV | [LADENBURG THALMANN ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/108604) | CHAIRMAN | NEW YORK, NY |
| — | Form ADV | [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | CHAIRMAN | MERIDEN, CT |
| — | Form ADV | [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | EXECUTIVE COMMITTEE MEMBER | WEEHAWKEN, NJ |
| — | Form ADV | [INVESTACORP ADVISORY SERVICES INC](https://search.stillhousedata.com/firm/109011) | CHAIRMAN | MIAMI, FL |
| — | Form ADV | [KMS FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/3866) | CHAIRMAN | SEATTLE, WA |
| — | Form ADV | [SSN ADVISORY, INC.](https://search.stillhousedata.com/firm/126090) | CHAIRMAN | KNOXVILLE, TN |
| — | Form ADV | [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | CHAIRMAN, DIRECTOR | OAKDALE, MN |
| — | Form ADV | [AMERICAN PORTFOLIOS ADVISORS. INC](https://search.stillhousedata.com/firm/112697) | CHAIRMAN | HOLBROOK, NY |
| — | Form ADV | [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | CHAIRMAN | LA VISTA, NE |
| — | Form ADV | [SAGEPOINT FINANCIAL, INC.](https://search.stillhousedata.com/firm/133763) | CHAIRMAN | PHOENIX, AZ |
| — | Form ADV | [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | CHAIRMAN, DIRECTOR | ATLANTA, GA |
| — | Form ADV | [TRIAD ADVISORS, LLC](https://search.stillhousedata.com/firm/25803) | CHAIRMAN | ATLANTA, GA |
| — | Form ADV | [PRUDENTIAL EQUITY GROUP, INC.](https://search.stillhousedata.com/firm/7471) | PRESIDENT AND DIRECTOR | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.