# CROSSLEY LISA DIANE

CROSSLEY LISA DIANE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 8 filing roles across Form ADV (8).

## Filings (8)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [NUVEEN FUND ADVISORS, LLC](https://search.stillhousedata.com/firm/104626) | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [SPECTRUM ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/18217) | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | [RITTENHOUSE ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/106562) | VICE PRESIDENT AND DIRECTOR OF COMPLIANCE | RADNOR, PA |
| — | Form ADV | [NUVEEN INVESTMENTS ADVISERS, LLC](https://search.stillhousedata.com/firm/123122) | V.P. AND DIRECTOR OF COMPLIANCE | CHICAGO, IL |
| — | Form ADV | [NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC](https://search.stillhousedata.com/firm/127218) | VICE PRESIDENT | LOS ANGELES, CA |
| — | Form ADV | [NUVEEN INSTITUTIONAL ADVISORY CORP](https://search.stillhousedata.com/firm/106540) | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [NUVEEN ADVISORY CORP](https://search.stillhousedata.com/firm/104680) | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [NUVEEN SENIOR LOAN ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/109393) | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.