# KIMM DAVID ROBERT

KIMM DAVID ROBERT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 6 filing roles across Form ADV (6).

## Filings (6)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [WELLS FARGO ADVISORS](https://search.stillhousedata.com/firm/19616) | CHIEF RISK OFFICER | ST. LOUIS, MO |
| — | Form ADV | [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | CFO | FORT MILL, SC |
| — | Form ADV | [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | CHIEF RISK OFFICER | OMAHA, NE |
| — | Form ADV | [INDEPENDENT ADVISERS GROUP CORP](https://search.stillhousedata.com/firm/106684) | CFO, EXECUTIVE VICE PRESIDENT | BOSTON, MA |
| — | Form ADV | [FIDELITY BROKERAGE SERVICES LLC](https://search.stillhousedata.com/firm/108476) | CHIEF OPERATING OFFICER | BOSTON, MA |
| — | Form ADV | [SCOTTRADE INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/169988) | CHIEF RISK OFFICER | SAINT LOUIS, MO |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.