# SBOTO THOMAS JOSEPH

SBOTO THOMAS JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 3 filing roles across Form ADV (3).

## Filings (3)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | EXECUTIVE VICE PRESIDENT | SAN DIEGO, CA |
| — | Form ADV | [LEGEND ADVISORY, LLC](https://search.stillhousedata.com/firm/104761) | EXECUTIVE VICE PRESIDENT | PALM BEACH GARDENS, FL |
| — | Form ADV | [ROUND HILL SECURITIES, INC.](https://search.stillhousedata.com/firm/35223) | EXECUTIVE VICE PRESIDENT | ALAMO, CA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.