# SHIELDS DAVID VINCENT

SHIELDS DAVID VINCENT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 5 filing roles across Form ADV (5).

## Filings (5)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/150529) | ELECTED MANAGER | NEW YORK, NY |
| — | Form ADV | [CAPITAL MANAGEMENT ASSOCIATES INC](https://search.stillhousedata.com/firm/104783) | EXECUTOR | NEW YORK, NY |
| — | Form ADV | [CLEARBROOK INVESTMENT CONSULTING LLC](https://search.stillhousedata.com/firm/108253) | CHAIRMAN | NEW YORK, NY |
| — | Form ADV | [WELLINGTON SHIELDS & CO., LLC](https://search.stillhousedata.com/firm/149021) | PRESIDENT/MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | [SHIELDS CAPITAL CORPORATION](https://search.stillhousedata.com/firm/11053) | MANAGING DIRECTOR | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.