# SMITH ALLEN THOMAS

SMITH ALLEN THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 22 filing roles across Form ADV (22).

## Filings (22)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [DWS INVESTMENT MANAGEMENT AMERICAS, INC.](https://search.stillhousedata.com/firm/104518) | SECRETARY AND CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | [BEACON WEALTHCARE LLC](https://search.stillhousedata.com/firm/312556) | MEMBER, OWNER | RALEIGH, NC |
| — | Form ADV | [FOLIOBEYOND, LLC](https://search.stillhousedata.com/firm/298234) | CHIEF STRATEGIST | — |
| — | Form ADV | [CHAPIN DAVIS, INC](https://search.stillhousedata.com/firm/28116) | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | [TTV CAPITAL, LLC](https://search.stillhousedata.com/firm/162627) | MANAGING PARTNER; TRUSTEE OF WILLIAM THOMAS SMITH, JR. REVOCABLE TRUST DATED FEBRUARY 16, 2016 | ATLANTA, GA |
| — | Form ADV | [INVESCO INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/104885) | DIRECTOR, EXEC. VP, GEN. COUNSEL, SECRETARY | DOWNERS GROVE, IL |
| — | Form ADV | [NYL INVESTORS LLC](https://search.stillhousedata.com/firm/169553) | MANAGING DIRECTOR/GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | [NEW YORK LIFE INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/109591) | MANAGING DIRECTOR/GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | [BIRMINGHAM CAPITAL MANAGEMENT CO INC](https://search.stillhousedata.com/firm/108508) | PRESIDENT | BIRMINGHAM, AL |
| — | Form ADV | [REFLOW SERVICES, LLC](https://search.stillhousedata.com/firm/158301) | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | [DB INVESTMENT MANAGERS, INC](https://search.stillhousedata.com/firm/108204) | CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | [DEUTSCHE ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/105006) | SECRETARY AND CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | [INVESTMENT COMPANY CAPITAL CORP.](https://search.stillhousedata.com/firm/107676) | SECRETARY & CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | [VAN KAMPEN ADVISORS INC](https://search.stillhousedata.com/firm/104703) | DIRECTOR, MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | [SHORELINE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/146040) | MEMBER / CHIEF COMPLIANCE OFFICER | GUILFORD, CT |
| — | Form ADV | [NACKERS & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/106815) | BENEFICIAL OWNER | BROOKFIELD, WI |
| — | Form ADV | [BREEDEN EUROPEAN VENTURES LLC](https://search.stillhousedata.com/firm/148142) | MANAGING DIRECTOR | GREENWICH, CT |
| — | Form ADV | [BREEDEN CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/139021) | MANAGING DIRECTOR | GREENWICH, CT |
| — | Form ADV | [ANTHONY SMITH ADVISORS, INC.](https://search.stillhousedata.com/firm/125730) | SECRETARY/SHAREHOLDER | ATLANTA, GA |
| — | Form ADV | [VAN KAMPEN INVESTMENT ADVISORY CORP](https://search.stillhousedata.com/firm/104888) | DIR, EXEC VP, GEN COUNSEL, SECRETARY | OAKBROOK PLAZA, IL |
| — | Form ADV | [VAN KAMPEN MANAGEMENT INC.](https://search.stillhousedata.com/firm/104668) | DIR, EXEC VP, GEN COUNSEL, SECRETARY | OAKBROOK TERRACE, IL |
| — | Form ADV | [STONEHENGE FINANCIAL PARTNERS, LLC](https://search.stillhousedata.com/firm/120759) | PRINCIPAL | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.