# WALKER LISA ANN

WALKER LISA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 12 filing roles across Form ADV (12).

## Filings (12)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [CIBC GLOBAL ASSET MANAGEMENT](https://search.stillhousedata.com/firm/106508) | CHIEF FINANCIAL OFFICER | TORONTO, ON |
| — | Form ADV | [NIOBRARA CAPITAL PARTNERS LP](https://search.stillhousedata.com/firm/332070) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [OXFORD FINANCIAL GROUP, LTD. LLC](https://search.stillhousedata.com/firm/105303) | CHIEF OPERATIONS & RISK OFFICER, CLASS B SHAREHOLDER | CARMEL, IN |
| — | Form ADV | [DOCK SQUARE CAPITAL LLC](https://search.stillhousedata.com/firm/288675) | CHIEF COMPLIANCE OFFICER | CORAL GABLES, FL |
| — | Form ADV | [CORINTHIAN CAPITAL GROUP, LLC](https://search.stillhousedata.com/firm/160346) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [WP GLOBAL PARTNERS LLC](https://search.stillhousedata.com/firm/135689) | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [FINBACK INVESTMENT PARTNERS](https://search.stillhousedata.com/firm/310944) | CHIEF COMPLIANCE OFFICER | CORAL GABLES, FL |
| — | Form ADV | [WILSON, KEMP & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/105753) | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & BSA/AML COMPLIANCE OFFICER | BIRMINGHAM, MI |
| — | Form ADV | [WORLD ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/142108) | DIRECTOR & CHIEF COMPLIANCE OFFICER | DETROIT, MI |
| — | Form ADV | [COMERICA SECURITIES,INC.](https://search.stillhousedata.com/firm/17079) | CHIEF COMPLIANCE OFFICER | DETROIT, MI |
| — | Form ADV | [CIBC GLOBAL ASSET MANAGEMENT (USA) LTD.](https://search.stillhousedata.com/firm/133621) | CHIEF FINANCIAL OFFICER | MONTREAL, QUEBEC |
| — | Form ADV | [GARRISON INVESTMENT GROUP LP](https://search.stillhousedata.com/firm/155253) | CCO | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.