# HOOTEN DAVID CHARLES

HOOTEN DAVID CHARLES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 5 filing roles across Form ADV (5).

## Filings (5)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/129288) | CHAIRMAN OF THE BOARD AND CEO | CHICAGO, IL |
| — | Form ADV | [GUGGENHEIM FUNDS DISTRIBUTORS, LLC](https://search.stillhousedata.com/firm/39805) | CHAIRMAN OF THE BOARD OF DIRECTORS, CEO | CHICAGO, IL |
| — | Form ADV | [CLAYMORE INVESTMENTS, INC.](https://search.stillhousedata.com/firm/134254) | DIRECTOR | TORONTO |
| — | Form ADV | [LADENBURG THALMANN FUND MANAGEMENT LLC](https://search.stillhousedata.com/firm/129787) | CHAIRMAN OF THE BOARD AND CEO | NEW YORK, NY |
| — | Form ADV | [PRINCETON CLAYMORE INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/125140) | CHAIRMAN | PRINCETON, NJ |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.